| Adamis Pharmaceuticals Corp | Convertible Debt & Equity | Jan-10 | $1.5 Million |
| U.S. Geothermal Inc. | Common Stock & Warrants | Aug-09 | $10.9 Million |
| Platinum Group Metals Ltd. | Advisory | Jun-09 | N/A |
| Airspan Networks Inc. | Advisory | Mar-09 | N/A |
| Platinum Group Metals Ltd. | Common Stock | Oct-08 | $7.6 Million |
| Blaze Mobile | Convertible Debentures & Warrants | Aug-08 | $1.0 Million |
| Dynasty Metals & Mining Inc. | Common Stock | Mar-08 | $18.8 Million |
| Minera Andes Inc. | Common Stock & Warrants | Jan-08 | $12.1 Million |
| Minera Andes Inc. | Common Stock & Warrants | Dec-07 | $21.5 Million |
| Gold Resource Corp. | Common Stock | Dec-07 | $21.6 Million |
| Ferrous Resources | Common Stock | Nov-07 | $400 Million |
| Azteca Gold Corp. | Common Stock & Warrants | Nov-07 | $5.1 Million |
| Commerce Resources Corp. | Common Stock & Warrants | Aug-07 | $32.7 Million |
| Azteca Gold Corp. | Common Stock & Warrants | July-07 | $8.9 Million |
| Golden Phoenix Minerals, Inc. | Debt Restructuring | Jun-07 | $1.8 Million |
| Golden Phoenix Minerals, Inc. | Common Stock & Warrants | Apr-07 | $6.0 million |
| Apollo Gold Corporation | Convertible Debenture & Warrants | Feb-07 | $8.8 Million |
| Apollo Gold Corporation | Common Stock & Warrants | Nov-06 | $5.0 Million |
| Privately Held Ethanol Producer | Convertible Preferred & Warrants | Sep-06 | $160.0 Million |
Green Plains Renewable Energy, Inc. | Common Stock & Warrants | July-06 | $48 Million |
| Microvision, Inc. | Common Stock of Lumera Corporation | Feb-06 | $4.0 Million |
| Idaho General Mines, Inc. | Common Stock & Warrants | Feb-06 | $30.0 Million |
| Stemcells, Inc. | Common Stock & Warrants | Nov-04 | $22.5 Million |
| BioPure Corporation | Common Stock & Warrants | Mar-03 | $13.4 Million |
| BioBalance Corporation | Common Stock & Warrants | Jan-03 | $822K |
| Dendreon Corporation | Equity Line | Jun-02 | $25.0 Million |
| BioPure Corporation | Common Stock | Apr-02 | $20.0 Million |
| Corixa Corporation | Equity Line | Dec-01 | $75.0 Million |
| GenesisIntermedia.com, Inc. | Convertible Preferred Stock | Jun-01 | $3.0 Million |
| Gadzoox Networks, Inc | Equity Line | Jun-01 | $20.0 Million |
| BioPure Corporation | Equity Line | Jun-01 | $75.0 Million |
| Gadzoox Networks, Inc. | Common Stock | May-01 | $14.8 Million |
| NetGuru Inc. | Common Stock & Warrants | Jun-00 | $3.3 Million |
| GenesisIntermedia.com, Inc. | Series B Cumulative Convertible Preferred Stock | May-00 | $4.0 Million |
| Duramed Pharmaceuticals, Inc. | Series G Convertible Preferred Stock | May-00 | $10.0 Million |
| NetGuru Inc. | Common Stock & Warrants | Mar-00 | $12.0 Million |
| Entrade, Inc. | Common Stock & Warrants | Jan-00 | $5.0 Million |
| CMGI, Inc. | Series C Preferred Stock | Jun-99 | $375.0 Million |
| Lernout & Hauspie Speech Products N.V. | Common Stock | May-99 | $30.0 Million |
| Excelsior-Henderson Motorcycle Manufacturing Company | Series D Preferred Stock & Warrants | May-99 | $10.0 Million |
| BioPure Corporation | Series D Convertible Preferred Stock & Warrants | May-99 | $1.0 Million |
| Excelsior-Henderson Motorcycle Manufacturing Company | Series C Preferred Stock & Warrants | Jan-99 | $3.0 Million |
| CMGI, Inc. | Series B Convertible Preferred Stock | Dec-98 | $50.0 Million |
| BioPure Corporation | Series D Convertible Preferred Stock & Warrants | Dec-98 | $11.5 Million |
| SoftNet Systems, Inc. | Series C Preferred Stock & Warrants | Sep-98 | $7.5 Million |
| Excelsior-Henderson Motorcycle Manufacturing Company | Series B Preferred Stock & Warrants | Sep-98 | $10.0 Million |
| SoftNet Systems, Inc. | Series B Preferred Stock & Warrants | May-98 | $10.0 Million |
| Lernout & Hauspie /LEHA/ OLDCO/Lx Holding III, SA | Forward sale of LHSPF common stock | Apr-98 | $50.0 Million & $10.0 Million |
| American BioMedica Corp. | Series D Preferred Stock & Warrants | Apr-98 | $2.5 Million |
| Genzyme Transgenics Corp. | Series A Preferred Stock & Warrants | Mar-98 | $20.0 Million |
| Duramed Pharmaceuticals, Inc. | Series F Preferred Stock & Warrants | Feb-98 | $12.0 Million |
| SoftNet Systems, Inc. | Series A Convertible Preferred Stock & Warrants | Dec-97 | $5.0 Million |
| Female Health Company | Class A Convertible Preferred Stock - Series 2 & Warrants | Dec-97 | $2.0 Million |
| Cel-Sci Corporation | Series D Convertible Preferred Stock & Warrants | Dec-97 | $10.0 Million |
| Base Ten Systems Inc. | Series A Convertible Preferred Stock & Warrants | Dec-97 | $19.0 Million |
| BioPure Corporation | Series C Convertible Preferred Stock & Warrants | Nov-97 | $30.0 Million |
| Selfcare, Inc. | Senior Subordinated Convertible Notes & Warrants | Oct-97 | $10.0 Million |
| Miravant Medical Technologies | Common Shares & Warrants | Sep-97 | $45.0 Million |
| LaserSight Incorporated | Series B Convertible Participating Preferred Stock & Warrants | Aug 97 | $16.0 Million |
| Lernout & Hauspie Speech Products N.V. | Series A Preferred Stock | Jun-97 | $32.0 Million |
| Duramed Pharmaceuticals, Inc. | 5% Cumulative Convertible Preferred Stock | Jun-97 | $10.0 Million |
| Cyberguard Corporation | Equity Line | May-97 | $7.5 Million |
| Viragen, Inc. | Series D Convertible Preferred Stock & Warrants | Mar-97 | $15.0 Million |
| Comforce, Inc. | Subordinated Convertible Debentures & Warrants | Feb-97 | $18.6 Million |
| Bio-Plexus, Inc. | 5% Convertible Debentures | Feb-97 | $5.0 Million |
| Viragen, Inc. | Series C Convertible Preferred Stock & Warrants | Dec-96 | $5.0 Million |
| Jerry's Famous Deli, Inc. | Series A Convertible Preferred Shares & Warrants | Nov-96 | $6.0 Million |
| Selfcare, Inc. | 7% Convertible Preferred Stock | Oct-96 | $5.0 Million |
| Comforce, Inc. | Convertible Preferred Stock & Warrants | Oct-96 | $10.25 Million |
| The L.L. Knickerbocker Company | 7% Convertible Debentures | Sep-96 | $15.5 Million |
| American Biogenetic Sciences, Inc | 7% Convertible Debentures | Sep-96 | $9.0 Million |
| Jerry's Famous Deli, Inc. | Series A Convertible Preferred Shares & Warrants | Aug-96 | $6.0 Million |
| Cel-Sci Corporation | 7.5% Convertible Preferred Stock | Aug-96 | $5.0 Million |
| Plaintree Systems, Inc. | Common Stock with Warrants | Jul-96 | $2.0 Million |
| Duramed Pharmaceuticals, Inc. | Series D Convertible Preferred Stock | Jul-96 | $20.0 Million |
| ICN Pharmaceuticals, Inc. | Common Shares | Jun-96 | $6.3 Million |
| National Medical Financial Services Corp. | 6% Convertible Debentures | May-96 | $2.0 Million |
| Exsorbet Industries, Inc. | Convertible Debentures | May-96 | $5.0 Million |
| Equimed, Inc. | 6% Convertible Debentures | May-96 | $1.0 Million |
| Cel-Sci Corporation | 7% Convertible Preferred Stock | May-96 | $3.5 Million |
| Xechem International, Inc. | Class C Series 1 Convertible Preferred Stock | Apr-96 | $2.25 Million |
| Cedar Group, Inc. | 6% Cumulative Convertible Preferred Stock | Mar-96 | $15.6 Million |
| Projectavision/Vidikron | Convertible Debentures | Feb-96 | $10.0 Million |
| PRINS Recycling Corp. | Convertible Debentures | Feb-96 | $12.0 Million |
| Editek, Inc. | Convertible Preferred Shares | Feb-96 | $20.3 Million |
| Duramed Pharmaceuticals, Inc. | Convertible Preferred Shares | Feb-96 | $12.0 Million |
| Camelot Corporation | Convertible Preferred Stock | Feb-96 | $9.4 Million |
| Research Frontier | Common Stock | Jan-96 | $1.6 Million |
| ICN Pharmaceuticals, Inc. | Common Shares | Jan-96 | $6.3 Million |
| Electrosource, Inc. | Convertible Debentures | Jan-96 | $.5 Million |
| Electrosource, Inc. | Convertible Debentures | Nov-95 | $3.7 Million |
| Duramed Pharmaceuticals, Inc. | Convertible Preferred Stock | Nov-95 | $12.0 Million |
| Camelot Corporation | Convertible Preferred Stock | Nov-95 | $4.0 Million |
| Physicians Computer Network, Inc. | Common Stock | Oct-95 | $8.8 Million |
| Physicians Computer Network, Inc. | Convertible Preferred Stock | Oct-95 | $18.5 Million |
| ICN Pharmaceuticals, Inc. | Common Stock | Oct-95 | $3.7 Million |
| Electrosource, Inc. | Common Stock | Oct-95 | $2.5 Million |
| Cree Research, Inc. | Common Stock & Warrants | Oct-95 | $4.5 Million |
| Autotote | Common Stock | Oct-95 | $4.5 Million |
| Editek/Medtox | Common Stock | Sep-95 | $1.0 Million |
| Alpha-Beta Technology, Inc. | Convertible Preferred Stock | Sep-95 | $6.5 Million |
| WinStar Communications | Common Stock | Aug-95 | $1.6 Million |
| Matrix Pharmaceuticals, Inc. | Common Stock | Aug-95 | $13.4 Million |
| Logic Devices | Common Stock | Aug-95 | $4.5 Million |
| Digital Microwave Corp. (now Stratex Networks, Inc.) | Common Stock | Aug-95 | $24.5 Million |
| The 3DO Company | Common Stock | Jul-95 | $3.9 Million |
| Alpha-Beta Technology, Inc. | Common Stock | Jul-95 | $3.8 Million |
| WinStar Communications | Common Stock | Apr-95 | $7.3 Million |
| Spectrum HoloByte/Microprose | Common Stock | Mar-95 | $8.4 Million |
| Monterey Pasta | Common Stock | Dec-94 | $4.3 Million |
| Projectavision/Vidikron | Common Stock | Nov-94 | $860K |
| WinStar Communications | Common Stock | Oct-94 | $5.0 Million |
| Pure Tech | Common Stock | Oct-94 | $3.0 Million |
| Gensia | Common Stock | Oct-94 | $17.9 Million |
| Country Star Restaurants | Common Stock | Sep-94 | $1.2 Million |
| Argosy Gaming | Common Stock | Sep-94 | $3.1 Million |
| Projectavision/Vidikron | Common Stock | Jul-94 | $3.2 Million |
| Octus | Common Stock | Jul-94 | $1.9 Million |
| Andrea Electronics | Common Stock | Jul-94 | $1.3 Million |
| Urethane Technology | Common Stock | May-94 | $796K |
| Skolniks | Common Stock | May-94 | $2.3 Million |
| Quality Products | Common Stock | May-94 | $7.2 Million |
| Galaxy Foods | Common Stock | Apr-94 | $1.8 Million |
| Epitope | Common Stock | Apr-94 | $14.7 Million |
| Helionetics | Common Stock | Mar-94 | $850K |
| Projectavision/Vidikron | Common Stock | Feb-94 | $3.3 Million |
| ImClone Systems | Common Stock | Jan-94 | $2.1 Million |
| Somatagen | Common Stock | Nov-93 | $17.3 Million |
| Interactive Networks | Common Stock | Nov-93 | $800K |
| Marcum Natural Gas | Common Stock | Sep-93 | $2.8 Million |
| Latex Resources | Common Stock | Sep-93 | $1.3 Million |
| ImClone Systems | Common Stock | Sep-93 | $184K |
| Quality Products | Common Stock | Jul-93 | $20.0 Million |
| Voice Powered Technology International | Common Stock | Jun-93 | $1.9 Million |
| Computer Concepts | Common Stock | Jun-93 | $2.4 Million |
| Projectavision/Vidikron | Common Stock | May-93 | $1.5 Million |
| Invitro International | Common Stock | May-93 | $1.3 Million |
| Regal Communications | Common Stock | Apr-93 | $2.9 Million |